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Job Opening details:-
Company Name :- Market-Hub stock brocking Pvt Ltd.
Position Name :- Equity Dealer (RMS)
Company Location :- Surat, Gujarat
Job Category : General Category
Full Job Description :-
– Creating, enhancing and implementing surveillance scenarios and conducting surveillance reviews.- Improving surveillance tools and applications by coordinating with technology on the timely implementation of enhancements and proactively addressing potential issues.- Gathering, reviewing, investigating and analyzing trade data as well as responding to regulatory inquiries from each of the major regulatory bodies (e.g. SEBI / NSE/ BSE/ MCX). The response process includes compiling all requested documentation, analyzing the results to identify potential issues, escalating potential risk issues to the appropriate coverage areas and providing input on potential corrective action plans designed to address issues that are identified.- Participating in ad-hoc requests, special projects and regulatory exams directed by other organizations within the compliance or legal departments.- Performs basic, preliminary surveillance for trading in specified products- Monitoring trading activity in markets to detect anomalies by reviewing electronically generated alerts- Conduct analysis to identify potential risks for the Firm and escalate relevant matters to a designated senior as appropriate- Perform historical research and review of alert trends and exceptions reported- Identify improvement areas and opportunities for automation- Secondary responsibilities will include handling of regular compliances of NSE/ BSE/ MCX depositories.- Keep abreast of trading system updates and products to implement effective surveillance oversight.- Stay informed of global regulatory and market structure changes that may affect the scope of the existing surveillance programJob Types: Full-time, Regular / PermanentSalary: ₹12,000.00 – ₹20,000.00 per monthSchedule:Day shiftExperience:total work: 2 years (Preferred)Application Deadline: 22/01/2022
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